0001104659-20-020757.txt : 20200214 0001104659-20-020757.hdr.sgml : 20200214 20200214080109 ACCESSION NUMBER: 0001104659-20-020757 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 GROUP MEMBERS: ARTHUR COHEN GROUP MEMBERS: HEALTHCOR ASSOCIATES, LLC GROUP MEMBERS: HEALTHCOR GROUP, LLC GROUP MEMBERS: HEALTHCOR MARKET NEUTRAL GP, LLC GROUP MEMBERS: HEALTHCOR MARKET NEUTRAL MASTER FUND, L.P. GROUP MEMBERS: HEALTHCOR OFFSHORE GP, LLC GROUP MEMBERS: HEALTHCOR OFFSHORE II GP, LLC GROUP MEMBERS: HEALTHCOR OFFSHORE MASTER FUND, L.P. GROUP MEMBERS: HEALTHCOR SANATATE OFFSHORE MASTER FUND, L.P. GROUP MEMBERS: JOSEPH HEALEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Intersect ENT, Inc. CENTRAL INDEX KEY: 0001271214 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 200280837 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88513 FILM NUMBER: 20613980 BUSINESS ADDRESS: STREET 1: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-641-2100 MAIL ADDRESS: STREET 1: 1555 ADAMS DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: SINEXUS INC DATE OF NAME CHANGE: 20031124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HealthCor Management, L.P. CENTRAL INDEX KEY: 0001343781 IRS NUMBER: 202893581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-622-7731 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 SC 13G/A 1 tm207183-6_sc13ga.htm SC 13G/A

 

 

SECURITIES & EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2

 

(Amendment No. 2)*

 

Intersect ENT, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

 

46071F103

(CUSIP Number)

 

 

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)
xRule 13d-1(c)
¨Rule 13d-1(d)

 

 

 

 

 

(Page 1 of 17 Pages)

 

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

CUSIP No. 46071F103 13G Page 2 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Management, L.P.
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
 

2,536,760

   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
  2,536,760

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  2,536,760
   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  8.0%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  PN
   

 

 

 

 

CUSIP No. 46071F103 13G Page 3 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Associates, LLC
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
  2,536,760
   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
  2,536,760

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  2,536,760
   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  8.0%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  OO - limited liability company
   

 

 

 

 

CUSIP No. 46071F103 13G Page 4 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Offshore Master Fund, L.P.
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Cayman Islands
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
  824,098
   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
  824,098

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  824,098
   
   
(10)

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  2.6%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  PN
   

 

 

 

 

CUSIP No. 46071F103 13G Page 5 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Offshore GP, LLC
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
  824,098
   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
  824,098

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  824,098
   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  2.6%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  OO - limited liability company
   

 

 

 

 

CUSIP No. 46071F103 13G Page 6 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Group, LLC
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
  1,617,390
   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
  1,617,390

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  1,617,390
   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  5.1%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  OO - limited liability company
   

 

 

 

 

CUSIP No. 46071F103  13G Page 7 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  Arthur Cohen
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  United States
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
 

2,536,760

   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
 

2,536,760

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

2,536,760

   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  8.0%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  IN
   

 

 

 

 

 

CUSIP No. 46071F103  13G Page 8 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  Joseph Healey
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  United States
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
 

2,536,760

   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
 

2,536,760

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

2,536,760

   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  8.0%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  IN
   

 

 

 

 

 

CUSIP No. 46071F103  13G Page 9 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Sanatate Offshore Master Fund, L.P.
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Cayman Islands
   

  

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
  785,602
   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
  785,602

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  785,602
   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  2.5%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  PN
   

 

 

 

 

 

CUSIP No. 46071F103 13G Page 10 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
 

HealthCor Offshore II GP, LLC

   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
 

785,602

   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
 

785,602

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

785,602

   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  2.5%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  OO - limited liability company
   

 

 

 

 

CUSIP No. 46071F103 13G Page 11 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
 

HealthCor Market Neutral Master Fund, L.P.

   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
 

Cayman Islands

   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
 

7,690

   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
 

7,690

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

7,690

   
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  0.0%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  PN
   

  

 

 

 

CUSIP No. 46071F103 13G Page 12 of 17 Pages

 

 

   
(1) NAMES OF REPORTING PERSONS
  HealthCor Market Neutral GP, LLC
   
   
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
  (a)   ¨
  (b)  x
   
(3) SEC USE ONLY
   
   
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
  Delaware
   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON WITH

(5) SOLE VOTING POWER
  0
   
(6) SHARED VOTING POWER
 

7,690

   
(7) SOLE DISPOSITIVE POWER
  0
   
(8) SHARED DISPOSITIVE POWER
 

7,690

 

   
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 

7,690

 
   
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) ¨
   
   
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
  0.0%
   
   
(12) TYPE OF REPORTING PERSON (see instructions)
  OO - limited liability company
   

  

 

 

 

CUSIP No. 46071F103 13G Page 13 of 17 Pages

 

 

Item 1(a). Name of Issuer:

Intersect ENT, Inc.

 

Item 1(b). Address of Issuer's Principal Executive Offices:

1555 Adams Drive, Menlo Park, CA 94025

 

Item 2(a, b, c). Name of Person Filing:
   
  (i) HealthCor Management, L.P., a Delaware limited partnership, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (ii) HealthCor Associates, LLC, a Delaware limited liability company, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (iii) HealthCor Offshore Master Fund, L.P., a Cayman Islands limited partnership, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (iv) HealthCor Offshore GP, LLC, a Delaware limited liability company, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (v) HealthCor Group, LLC, a Delaware limited liability company, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (vi) Joseph Healey, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (vii) Arthur Cohen, 12 South Main Street, #203 Norwalk, CT 06854;
   
  (viii) HealthCor Sanatate Offshore Master Fund, L.P., a Cayman Islands limited partnership, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (ix) HealthCor Offshore II GP, LLC, a Delaware limited liability company, 55 Hudson Yards, 28th Floor, New York, NY 10001;
   
  (x) HealthCor Market Neutral Master Fund, L.P., a Cayman Islands limited partnership, 55 Hudson Yards, 28th Floor, New York, NY 10001; and
   
  (xi) HealthCor Market Neutral GP, LLC, a Delaware limited liability company, 55 Hudson Yards, 28th Floor, New York, NY 10001.
   
  Both Mr. Healey and Mr. Cohen are United States citizens.
   
  The persons at (i) through (xi) above are collectively referred to herein as the "Reporting Persons".

 

 

 

 

CUSIP No. 46071F103 13G Page 14 of 17 Pages

 

 

Item 2(d). Title of Class of Securities: Common Stock (the "Common Stock")

 

Item 2(e). CUSIP Number: 46071F103

 

Item 3. Not applicable.

 

Item 4.Ownership.

 

The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Collectively, HealthCor Offshore Master Fund, L.P., HealthCor Market Neutral Master Fund, L.P. and HealthCor Sanatate Offshore Master Fund, L.P. (each a "Fund" and together, the "Funds") are the beneficial owners of a total of 1,617,390 shares of the Common Stock of the Issuer. In addition, HealthCor Management, L.P. manages separately managed accounts that collectively hold a total of 919,370 shares of the Common Stock of the Issuer.

 

HealthCor Offshore GP, LLC is the general partner of HealthCor Offshore Master Fund, L.P. Accordingly, HealthCor Offshore GP, LLC may be deemed to beneficially own the shares of Common Stock that are beneficially owned by HealthCor Offshore Master Fund, L.P. HealthCor Group, LLC is the managing member of HealthCor Offshore GP, LLC and, therefore, may be deemed to beneficially own the shares of Common Stock that are beneficially owned by HealthCor Offshore Master Fund, L.P.

 

HealthCor Offshore II GP, LLC is the general partner of HealthCor Sanatate Offshore Master Fund, L.P. Accordingly, HealthCor Offshore II GP, LLC may be deemed to beneficially own the shares of Common Stock that are beneficially owned by HealthCor Sanatate Offshore Master Fund, L.P. HealthCor Group, LLC is the managing member of HealthCor Offshore II GP, LLC and, therefore, may be deemed to beneficially own the shares of Common Stock that are beneficially owned by HealthCor Sanatate Offshore Master Fund, L.P.

 

HealthCor Market Neutral GP, LLC is the general partner of HealthCor Market Neutral Master Fund, L.P. Accordingly, HealthCor Market Neutral GP, LLC may be deemed to beneficially own the shares of Common Stock that are beneficially owned by HealthCor Market Neutral Master Fund, L.P. HealthCor Group, LLC is the managing member of HealthCor Market Neutral GP, LLC and, therefore, may be deemed to beneficially own the shares of Common Stock that are beneficially owned by HealthCor Market Neutral Master Fund, L.P.

 

 

 

 

CUSIP No. 46071F103 13G Page 15 of 17 Pages

 

 

  By virtue of its position as the investment manager of the Funds, HealthCor Management, L.P. may be deemed a beneficial owner of all the shares of Common Stock owned by the Funds, as well as those it manages through separately managed accounts. HealthCor Associates, LLC is the general partner of HealthCor Management, L.P. and thus may also be deemed to beneficially own the shares of Common Stock that are beneficially owned by the Funds or managed through such accounts.
 
  As the Managers of HealthCor Associates, LLC, Arthur Cohen and Joseph Healey exercise both voting and investment power with respect to the shares of Common Stock reported herein, and therefore each may be deemed a beneficial owner of such Common Stock.
 
  Each of the Reporting Persons hereby disclaims any beneficial ownership of any such shares of Common Stock in excess of their actual pecuniary interest therein.

 

Item 5. Ownership of Five Percent or Less of a Class:
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.
  Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
  Not Applicable

 

Item 8. Identification and Classification of Members of the Group.
  See Exhibit I.

 

Item 9. Notice of Dissolution of Group.
  Not Applicable

 

Item 10. Certification.
 
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Exhibits:
 
Exhibit I: Joint Acquisition Statement

 

 

 

 

CUSIP No. 46071F103 13G Page 16 of 17 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

DATED: February 14, 2020

 

 

 

  HEALTHCOR MANAGEMENT, L.P.
 
    By: HealthCor Associates, LLC, its general partner
 
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

  HEALTHCOR OFFSHORE GP, LLC, for itself and as general partner of behalf of HEALTHCOR OFFSHORE MASTER FUND, L.P.
 
    By: HealthCor Group, LLC, its general partner
 
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

 

 

 

CUSIP No. 46071F103 13G Page 17 of 17 Pages

 

 

  HEALTHCOR OFFSHORE II GP, LLC, for itself and as general partner of behalf of HEALTHCOR SANATATE OFFSHORE MASTER FUND, L.P.
   
    By: HealthCor Group, LLC, its general partner
   
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel
   
  HEALTHCOR MARKET NEUTRAL GP, LLC, for itself and as general partner of behalf of HEALTHCOR MARKET NEUTRAL MASTER FUND, L.P.
   
    By: HealthCor Group, LLC, its general partner
   
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel
   
   
  HEALTHCOR ASSOCIATES, LLC
   
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel
   
  HEALTHCOR GROUP, LLC
   
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel
   
  JOSEPH HEALEY, Individually
   
    /s/ Joseph Healey
   
  ARTHUR COHEN, Individually
   
    /s/ Arthur Cohen

 

 

 

EX-99.1 2 tm207183d6_ex-1.htm EXHIBIT 1

 

EXHIBIT I

 

JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k)

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

 

Dated:           February 14, 2020

 

  HEALTHCOR MANAGEMENT, L.P.
 
    By: HealthCor Associates, LLC, its general partner
 
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

  HEALTHCOR OFFSHORE GP, LLC, for itself and as general partner of behalf of HEALTHCOR OFFSHORE MASTER FUND, L.P.

 

    By: HealthCor Group, LLC, its general partner
   
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

  HEALTHCOR OFFSHORE II GP, LLC, for itself and as general partner of behalf of HEALTHCOR SANATATE OFFSHORE MASTER FUND, L.P.

 

    By: HealthCor Group, LLC, its general partner
 
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel
 

 

 

 

 

 

  HEALTHCOR MARKET NEUTRAL GP, LLC, for itself and as general partner of behalf of HEALTHCOR MARKET NEUTRAL MASTER FUND, L.P.

 

    By: HealthCor Group, LLC, its general partner
 
    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

  HEALTHCOR ASSOCIATES, LLC

 

    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

  HEALTHCOR GROUP, LLC

 

    /s/ Anabelle P. Gray
    Name: Anabelle P. Gray
    Title: General Counsel

 

  JOSEPH HEALEY, Individually

 

    /s/ Joseph Healey

 

  ARTHUR COHEN, Individually

 

    /s/ Arthur Cohen